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Banking and Financial Services

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We help financial services firms in all phases of lending, including loan structuring, negotiating and drafting transaction documents. In addition, we help financial institutions in all legal, regulatory and compliance matters with passion and urgency so that you can finalize your transactions with more precision, more quickly and at less expense.

The financial services industry is constantly in motion. Huge sums of money travel through markets during each 24 hour period, and financial institutions need a law firm to keep them abreast of industry trends, ever-changing regulations, technological updates and market forces.

The Spencer Fane Financial Services team of attorneys assists the following types of financial institutions with ongoing services or one-time solutions to help you realize your business opportunities.

  • National, regional, and community banks
  • Credit unions
  • Insurance companies
  • Bank holding companies
  • Investment banks
  • Broker-dealers
  • Investment advisors
  • Business finance companies
  • Equipment leasing companies
  • Mortgage banking companies
  • Venture capital firms

We help these clients on a full range of legal matters including: