We help your back office keep your front office growing and thriving.

Spencer Fane lawyers understand the issues facing financial services and banking clients – from the complexities of financial services laws and regulations to the legal and business issues facing companies of all types. Our Financial industry team has the experience necessary to protect your interests, resolve disputes efficiently, and lay the groundwork to seize opportunities for growth.


Handling business law matters for financial industry companies

The Spencer Fane Financial industry team is composed of lawyers from the firm’s various practice areas who have deep experience working with financial institutions of all types. Working hand in glove with lawyers in the firm’s Banking and Financial Services practice, and with extensive knowledge of the legal and regulatory framework in which financial services entities operate, our team addresses the business law needs of financial services companies, including:

  • Corporate and business transactions
  • Mergers and acquisitions
  • Corporate governance
  • Litigation and dispute resolution
  • Labor and employment
  • Employee benefits
  • Intellectual property
  • Cybersecurity and data privacy
  • Real estate

Clients. We serve clients throughout the financial services sector, including national, regional, and community banks, bank holding companies, credit unions, insurance companies, investment banks, broker-dealers, investment advisers, business finance companies, equipment leasing companies, mortgage banking companies, and venture capital firms.