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BenefitsPRO Publishes Article From Beth Miller On SEC Extension Of Filing Period For Investment Advisers

April 9, 2020

Spencer Fane attorney Beth Miller recently authored an article for BenefitsPRO, a leading ALM publication on employee benefits and labor and employment law, on the SEC’s extension of the filing period for investment advisers due to COVID-19. Beth writes to provide information on conditions that must be met to rely on the order issued.

“In recognition of the continued challenges faced by investment advisers due to COVID-19, the relief provided by the order applies to certain filing or delivery obligations under the Investment Advisers Act of 1940 that are due on or after March 13, 2020, through June 30, 2020, if certain conditions are met,” Beth wrote.

The full article can be read here. To learn more about best practices during the COVID-19 pandemic, please click here.