Secure Client Access Contact Us Overview Attorneys Areas of Service Representative Clients Publications SECURITIES REGULATION AND COMPLIANCE Spencer Fane assists clients of all sizes in raising capital and complying with the federal and state (“blue sky”) securities laws that accompany private placements and public securities offerings. We regularly advise clients on periodic SEC disclosures and stock exchange listing requirements, counsel boards of directors and their committees on corporate governance matters, assist executives and significant shareholders with Rule 144, Section 16 and Section 13 requirements, guide companies in developing equity and cash executive compensation plans and employment agreements, and help clients to structure mergers, acquisitions, divestitures, tender offers, takeover defenses, and other types of transactions. We also work with investment advisers and broker-dealers on a wide array of compliance and litigation matters. RELATED PRACTICE AREAS Corporate Governance/Corporate Investigations Employee Benefits Financial Services Litigation and Trial Practice Mergers and Acquisitions Public and Business Finance << Back to Practice Areas RELATED NEWS Mike Saunders and James Dankenbring Among Missouri's Best 2009 » more Jim Dankenbring Elected Chairman of the Board for the Lutheran Senior Services » more Print Brochure Kansas Missouri Nebraska Affiliations © 2010 Spencer Fane Britt & Browne LLP | Practice Areas | Attorneys | Disclaimer | Site Map | Privacy Policy The choice of a lawyer is an important decision and should not be based solely on advertisements Any simulated portrayal of a lawyer, client, or other individuals is only a simulation.